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Current Employers
Thurston Springer Advisors

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-06-26
TX RA APPROVED_RES 2024-06-15
  • OK RA
    APPROVED
    Since 2024-06-26
  • TX RA
    APPROVED_RES
    Since 2024-06-15

Branch Locations

1881 West Spruce Street, Duncan, OK 73533 • United States

9000 Keystone Crossing Seventh Floor, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. S. Phillips Investments, Inc. Oklahoma City OK 06/2003 06/2024
Phillips Capital Advisors, Inc. Fka Phillips Securities, Inc. Oklahoma City OK 06/2003 06/2024
Thurston Springer Financial Indianapolis IN 06/2024 Present
  • 06/2003 → 06/2024
    T. S. Phillips Investments, Inc.
    Oklahoma City, OK
  • 06/2003 → 06/2024
    Phillips Capital Advisors, Inc. Fka Phillips Securities, Inc.
    Oklahoma City, OK
  • 06/2024 → Present
    Thurston Springer Financial
    Indianapolis, IN
Previous Registrations
  • 2003-06-05 → 2024-06-28
    Phillips Capital Advisors, Inc.
    Duncan, OK
    Duncan, OK
  • 2000-10-10 → 2003-06-05
    Duncan, OK
Other Businesses

1) 1721 W Spruce LLC Rental Real Estate Commercial & Residential Property. Not during trading hours and not Investment related. 2) Purchases and resale Boy Scout items on Ebay, less than 1 hour a week and zero hours during market hours, not investment-related; 3) Duncan Tennis Booster, High School Tennis boosters not during trading hours and not investment related; 5) President of Stephens County Christmas Dinner Committee, not investment related no fiduciary responsibilities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-10
  • S66 Uniform Combined State Law Examination
    2000-06-10

View on SEC IAPD

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