Kenneth James Haughney

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2013-02-11
MO	RA	APPROVED	2013-02-08

KS RA
APPROVED

Since 2013-02-11
MO RA
APPROVED

Since 2013-02-08

Branch Locations

Overland Park, KS • United States

7015 College Boulevard Ste 100, Overland Park, KS 66211 • United States

3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mutual Of Omaha	Overland Park	KS	04/2011	Present
Mutual Of Omaha Investor Services, Inc	Omaha	NE	01/2012	Present

04/2011 → Present

Mutual Of Omaha

Overland Park, KS
01/2012 → Present

Mutual Of Omaha Investor Services, Inc

Omaha, NE

Other Businesses

APPOINTED WITH BLUE CROSS/BLUE SHIELD OF KANSAS CITY AS A REP. STARTED 2/11/2013. LESS THAN ONE HOUR PER WEEK. NO SPECIFIC TRAINING. SELL MAJOR MEDICAL AND DENTAL TO INDIVIDUALS AND SMALL BUSINESSES. APPOINTED WITH GENWORTH, THRU MOMCO AND BCH. USE AS AN ALTERNATIVE FOR TERM LIFE INSURANCE WHEN CLIENTS CANNOT QUALIFY FOR UNITED OF OMAHA. LESS THAN ONE HOUR PER WEEK. NO SPECIFIC TRAINING. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-02-05
S63	Uniform Securities Agent State Law Examination	2012-02-10

S65 Uniform Investment Adviser Law Examination

2013-02-05
S63 Uniform Securities Agent State Law Examination

2012-02-10