Charlie Jacobsen

Ubs Financial Services Inc.

Claim This Profile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2016-08-03

NE RA
APPROVED

Since 2016-08-03

Branch Locations

13815 Fnb Parkway Suite 300, Omaha, NE 68154-5220 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Westlake Village	CA	03/2013	Present

03/2013 → Present

Ubs Financial Services

Westlake Village, CA

Other Businesses

NOTARY PUBLIC / PO BOX 940893 SIMI VALLEY,CA 93094 / NOTARY/ 43512 PRIVATELY HELD / USD / START DATE 1/17/2015

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-18

S66 Uniform Combined State Law Examination

2014-08-18

Other Names

Chelsea Marie Dukes
Charlie Dukes

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

LPL ENTERPRISE, LLC

PFS INVESTMENTS INC.

HILEY HUNT WEALTH MANAGEMENT, INC.

INTEGRITY ALLIANCE, LLC.

Other Investors

SCOTT ALLEN SLADOVNIK

MARK ALLEN LUDWIG

Nathaniel Phillip Beam

KYLEE LIN SIMON

Jack Edward Wolfgram

Bradley Thomas Kenyon

PAUL PATRICK KEATTS

Other Offices

EQUITABLE ADVISORS, LLC · OMAHA, NE

EQUITABLE ADVISORS, LLC · OMAHA, NE

MML INVESTORS SERVICES, LLC · Omaha, NE

AMERIPRISE FINANCIAL SERVICES, LLC · OMAHA, NE

CETERA INVESTMENT ADVISERS LLC · OMAHA, NE

LPL ENTERPRISE, LLC · OMAHA, NE

PFS INVESTMENTS INC. · OMAHA, NE

PFS INVESTMENTS INC. · Omaha, NE

More in Omaha, NE

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor