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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-07-20 |
| FL | RA | APPROVED | 2021-05-07 |
| SC | RA | APPROVED | 2018-07-27 |
| VA | RA | APPROVED | 2018-07-26 |
| NC | RA | APPROVED | 2013-06-21 |
Branch Locations
2990 Bethesda Place Unit 603D, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian | Winston-Salem | NC | 08/2011 | Present |
| Park Ave Secruities | Winston Salem | NC | 12/2011 | Present |
1. Insurance outside of Guardian-Traditional life sold Start: 01/12/2016 Address: 110 Oakwood Drive, Suite 480, Winston-Salem, NC 27103 2 bus hrs per month Investment related 2)Do the opposite LLC-partner in rental property Start: 12/01/2020 Address: 2990 Bethesda Place Suite 603D, Winston Salem NC 27103 1 total hour per month, 0 during securities trading hours Not Investment related Less than 10% annual compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-11 |
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