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Brittany Nicole Williams

Mariner

Oakbrook Terrace, IL

CRD 6004591

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-01-28
WI RA APPROVED 2020-01-10
  • IL RA
    APPROVED
    Since 2020-01-28
  • WI RA
    APPROVED
    Since 2020-01-10

Branch Locations

One Mid America Plaza Ste. 500, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Bloomington IN 09/2015 11/2019
Tiaa-Cref Individual & Institutional Services, Llc Bloomington IN 09/2015 11/2019
Mariner Wealth Advisors Oakbrook Terrace IL 12/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-16
S63 Uniform Securities Agent State Law Examination 2014-03-14
  • S66 Uniform Combined State Law Examination
    2015-11-16
  • S63 Uniform Securities Agent State Law Examination
    2014-03-14

View on SEC IAPD

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