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William Joseph La Mura

Stifel, Nicolaus & Company, Incorporated

Hauppauge, NY

CRD 6004086

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-07
NY RA APPROVED 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2021-07-07
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prospect Sports Farmingdale NY 11/2007 Present
Ny Baseball Academy Old Westbury NY 01/2003 Present
First Empire Securities Hauppauge NY 11/2011 03/2019
Stifel, Nicolaus & Company, Incorporated St. Louis MO 03/2019 Present
  • 11/2007 → Present
    Prospect Sports
    Farmingdale, NY
  • 01/2003 → Present
    Ny Baseball Academy
    Old Westbury, NY
  • 11/2011 → 03/2019
    First Empire Securities
    Hauppauge, NY
  • 03/2019 → Present
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
Previous Registrations
  • 2012-01-24 → 2019-01-10
    First Empire Asset Management, Inc
    Hauppauge, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-23
  • S66 Uniform Combined State Law Examination
    2012-01-23
Other Names
  • Bj La Mura
  • William Lamura

View on SEC IAPD

Nearby Firms

EQUITY SERVICES, INC.
MADISON GLOBAL ADVISORS LLC
UNITED FINANCIAL PLANNING GROUP LLC

Nearby Investors

RICHARD S HYAMS
ALEXANDER VICTOR ZOURIDES
LANNY JOEL WEISMAN

Nearby Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY

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