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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-02 |
| IA | RA | APPROVED | 2020-09-15 |
Branch Locations
928 Valley View Dr Ste 18, Council Bluffs, IA 51503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Council Bluffs | IA | 11/2017 | 02/2020 |
| Investment Centers Of America | Council Bluffs | IA | 11/2011 | 11/2017 |
| Lynn F. Johnson Farm Corp. | Essex | IA | 09/2013 | Present |
| Lpl Financial | Council Bluffs | IA | 02/2020 | Present |
1) 09/2015 - Outside/W-2 Employment - Lynn F. Johnson Inc. - 0% - NOT INVESTMENT RELATED - ESSEX, IA 51638 2) 2019 - DBA for LPL Business (entity for LPL business) - iRetire Financial by Huck Financial, LLC - 100% - INVESTMENT RELATED - COUNCIL BLUFFS, IA 51503 3) 2019 - DBA for LPL Business (entity for LPL business) - Investment Center Advisor Group - 100% - INVESTMENT RELATED - COUNCIL BLUFFS, IA 51503 4) 09/21/2022 - H3 Insurance LLC - Investment Related - At Reported Business Location(s),400 W. Main St. STE 202 Hamilton, MT 59847 - Non-Variable Insurance - Agent - Start Date - 09/20/2022 - 5 Hours Per Month/0 Hours During Securities Trading 5) 03/21/2024 - Investment Center Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 0 Hours per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-23 |
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