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Ashley Anne Roth

Arrowhead Investment Advisors, LLC

Milton, GA

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Current Employers
Arrowhead Investment Advisors, Llc

Milton, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-01-23
CA RA APPROVED 2013-06-12
  • GA RA
    APPROVED
    Since 2025-01-23
  • CA RA
    APPROVED
    Since 2013-06-12

Branch Locations

Milton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arrowhead Investment Advisors, Llc Mooresville NC 11/2011 Present
Previous Registrations
  • 2011-12-22 → 2013-10-12
    Arrowhead Investment Advisors
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-08
  • S65 Uniform Investment Adviser Law Examination
    2011-10-08

View on SEC IAPD

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