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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-11
SC RA APPROVED 2013-06-13
  • TX RA
    APPROVED
    Since 2026-05-11
  • SC RA
    APPROVED
    Since 2013-06-13

Branch Locations

112 Haywood Road, Greenville, SC 29607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Greenville SC 05/2013 Present
Other Businesses

(1)Name of Business: Phillis Wheatley Community Center Address: 40 John McCarroll Way, Greenville, SC, 29607, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Advisory Board Investment Related: Yes Start Date: 02/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: a volunteer who joins an organization to help achieve their goals. I use my financial, professional, and personal resources to benefit the organization.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-12
  • S66 Uniform Combined State Law Examination
    2012-03-12
Designations
Other Names
  • James N Haltiwanger Jr
  • James N Haltiwanger
  • James Nance Haltiwanger
  • James N Haltiwanger

View on SEC IAPD

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