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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-04-20
TX RA APPROVED 2026-04-20
  • IA RA
    APPROVED
    Since 2026-04-20
  • TX RA
    APPROVED
    Since 2026-04-20

Branch Locations

2421 W Broadway, Council Bluffs, IA 51501 • United States

3815 Denmark Drive, Council Bluffs, IA 51501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ts Bank Council Bluffs IA 03/2015 07/2017
Bmo Bank N.A. Omaha NE 07/2017 10/2024
Edward Jones St. Louis MO 07/2025 04/2026
Unemployed Council Bluffs IA 10/2024 07/2025
Bank Of The West (Bancwest) Omaha NE 12/2005 08/2023
Raymond James Financial Services, Inc. Council Bluffs IA 04/2026 Present
Lpl Financial Llc Omaha NE 07/2023 10/2024
Bancwest Investment Services, Inc. Omaha NE 07/2017 07/2023
  • 03/2015 → 07/2017
    Ts Bank
    Council Bluffs, IA
  • 07/2017 → 10/2024
    Bmo Bank N.A.
    Omaha, NE
  • 07/2025 → 04/2026
    St. Louis, MO
  • 10/2024 → 07/2025
    Unemployed
    Council Bluffs, IA
  • 12/2005 → 08/2023
    Bank Of The West (Bancwest)
    Omaha, NE
  • 04/2026 → Present
    Raymond James Financial Services, Inc.
    Council Bluffs, IA
  • 07/2023 → 10/2024
    Omaha, NE
  • 07/2017 → 07/2023
    Bancwest Investment Services, Inc.
    Omaha, NE
Previous Registrations
  • 2025-07-18 → 2026-04-21
    Omaha, NE
  • 2023-07-19 → 2024-10-14
    Omaha, NE
  • 2018-03-05 → 2023-07-19
    Bancwest Investment Services, Inc.
    Omaha, NE
    Omaha, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
    Johnston, IA
    Des Moines, IA
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Ankeny, IA
  • 2012-03-05 → 2015-03-24
    Bancwest Investment Services, Inc.
    Council Bluffs, IA
    Omaha, NE
Other Businesses

(1) Name of Business: First Investments and Planning Address: 3815 Denmark Dr, Council Bluffs, IA, 51501, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/21/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Raymond James financial advisor in branch locations for this bank\n (2) Name of Business: First National Bank of Omaha Address: 3815 Denmark Dr, Council Bluffs, IA, 51501, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/21/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Raymond James financial advisor located in branches of First National Bank.\n (3) Name of Business: Junior Jacket Robotics Address: 2658 Ave A, Council Bluffs, IA, 51501, United States Activity Type: Non profit Position/Title: Board Member, Founder, Executive Member Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Junior Jackets Robotics is a 501c3 organization that was established in 2016 to help teach S.T.E.M. (Science, Technology, Engineering, Math) education through the designing, building and programming of robots. We are an after school program that is primarily made up of students from 6th-8th grade. Our program gives students the opportunity to get excited and be inspired by hands-on S.T.E.M. learning through VEX robotics. I operate as a robotics coach in addition to role as a board member.\n

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-02
  • S66 Uniform Combined State Law Examination
    2018-03-02
Other Names
  • Troy Alan Arthur
  • Troy A Arthur

View on SEC IAPD

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