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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-24
AL RA APPROVED 2017-01-19
  • TX RA
    APPROVED
    Since 2017-03-24
  • AL RA
    APPROVED
    Since 2017-01-19

Branch Locations

3674 Dauphin St, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mobile AL 07/2016 Present
Bank Of America, N.A. Mobile AL 01/2017 Present
Other Businesses

I*135619 For profit or not for profit: For-Profit Organization Name of outside business organization: Coopcocobombandcand Investment related: No Address of business: Mobile, 36607Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 1/19/2021 Hours devoted: 20 hrs Mthly Hours devoted during trading hours: 0 Duties: Etsy shop making and shipping I*795251 For profit or not for profit: Entity For Profit Name of outside business organization: Lights by the Bay Investment related: No Address of business: Mobile, Alabama, 36607 Position, title, association: Employee, Owner, Start date of relationship: 4/11/2022 Hours devoted: 40 hrs Mthly Hours devoted during trading hours: 0 Duties: Marquee light and symbol rental company that will be owned by myself. I*1809266, Entity Type: Not For Profit, Name of OBA: United Cerebral Palsy of Mobile, Address: Mobile, AL, 36607, Investment Related: No, Position, Title, Association: Board of Directors, Employee Start Date: 05/01/2024, No Hours: 2-4hrs/Mo. No Hours during trading: 0, Duties: We offer programs to help individuals with disabilities create a life without limits no matter their age or stage of life. My responsibilities as a board member: Leadership, Governance and Oversight, Fundraising, Board of Director activities, support mission and goals, attend board meetings and participate with UCP. I*: 2797283 Entity Type: Fiduciary role Name of OBA: A. M R. Estate Address: Mobile, AL 36609 Investment Related: No Position, Title, Association: Executor Employee Start Date: 09/01/2025 Number of Hours: 0 Number of Hours during trading: 0 Duties: Executor of estate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-18
  • S66 Uniform Combined State Law Examination
    2017-01-18
Other Names
  • Ashley Marie Richardson
  • Ashley M Richardson

View on SEC IAPD

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