Steven George Peacock

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NV	RA	APPROVED	2012-10-18

NV RA
APPROVED

Since 2012-10-18

Branch Locations

Las Vegas, NV • United States

3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Las Vegas	NV	11/2011	03/2020
Ameriprise Financial Services, Llc	Las Vegas	NV	03/2020	Present

11/2011 → 03/2020

Ameriprise Financial Services Inc

Las Vegas, NV
03/2020 → Present

Ameriprise Financial Services, Llc

Las Vegas, NV

Other Businesses

Name of Activity: Music Performance - Hellphyra fest; Date Activity Started/Modified/Ended:2025-07-06; Address: 15 Sylvan Street, Rutherford, New Jersey 07070; Type of Activity: Other; Describe if any other Activity: Musical performance. compensation for travel; Role/Relationship: Employee; Describe if any other Roles/Responsibility:;Responsibilities: performer / band (Embrace Today); Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-26

S66 Uniform Combined State Law Examination

2012-01-26

Other Names

Steve Peacock
Steven G Peacock

View on SEC IAPD