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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-09-20 |
| NV | RA | APPROVED | 2024-09-19 |
| NC | RA | APPROVED | 2024-09-19 |
Branch Locations
300 S Tyron St, Charlotte, NC 28202 • United States
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
3883 Howard Hughes Pkwy Ste 300, Las Vegas, NV 89169-0968 • United States
Charlotte, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Las Vegas | NV | 11/2011 | 08/2017 |
| Wells Fargo Clearing Services, Llc | Las Vegas | NV | 05/2018 | 08/2024 |
| Liberty Tax Services | Las Vegas | NV | 01/2018 | 04/2018 |
| Paparazzi Accessories | Las Vegas | NV | 09/2017 | 12/2018 |
| Amazon Flex | Las Vegas | NV | 11/2017 | 12/2018 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-09 |
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