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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-03-21
  • VA RA
    APPROVED
    Since 2024-03-21

Branch Locations

71 Wilson Blvd Suite A03, Fishersville,, VA 22939 • United States

Glen Allen, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Richmond VA 03/2015 01/2023
Oneamerica Securities Richmond VA 05/2015 01/2023
Cetera Advisors Llc St Cloud MN 01/2023 Present
Anchor Financial Group, Midlothian VA 03/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 03/2015 → 01/2023
    American United Life
    Richmond, VA
  • 05/2015 → 01/2023
    Oneamerica Securities
    Richmond, VA
  • 01/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2015 → Present
    Anchor Financial Group,
    Midlothian, VA
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1 NAME OF OTHER BUSINESS: ANCHOR FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2015, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: GIG WORKER SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SELF EMPLOYMENT BENEFITS PACKAGE; START DATE: 9/2023; TITLE: REFERRER; APX NUMBER OF HOURS PER WEEK: UP TO 5; APX NUMBER OF HOURS DURING TRADING HOURS: UP TO 5; BRIEF DESCRIPTION OF DUTIES: REFER SELF-EMPLOYED INDIVIDUALS TO GIG WORKER SOLUTIONS' BENEFIT PACKAGES; 3. NAME OF OTHER BUSINESS: MYGIG; INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REFERRALS, START DATE: 9/2025, POSITION/TITLE/RELATIONSHIP: CERTIFIED RESALER, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: REFER BUSINESS TO ACCOUNTANTS FOR HELP WITH PAYROLL TAX CREDITS ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-10
S63 Uniform Securities Agent State Law Examination 2015-09-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-10
  • S63 Uniform Securities Agent State Law Examination
    2015-09-11

View on SEC IAPD

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