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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securites Corp | Herndon | VA | 09/2016 | 11/2023 |
| Lpl Financial | Herndon | VA | 09/2010 | 09/2016 |
| Osaic Wealth, Inc. | Herndon | VA | 11/2023 | Present |
1) SAVAL LIVESTOCK LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: P.O. Box 296, Battle Mountain NV 89820, United States DESCRIPTION: 1. Gather data on herd size and communicate including sale of the calves-2. Make sure all of the financial info is intax accountants handsand K-1s are distributed3. Decision to increase herd size and possible purchase to get to 50 head of cattle4. If there is a purchase need to arrange for acclimatization and feed5. Decision on financial distribution and/or distribution of meat if there is a decision to slaughter6. Wrangle the members for decisions. 2) DELLINGER ENTERPRISES LLC POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/18/2011 ADDRESS: 719 Pine Street, Herndon VA 20170, United States DESCRIPTION: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-24 |
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