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David Matthew Kirksey

Rbc Capital Markets, LLC

Playa Del Rey, CA

El Segundo, CA

CRD 6001571

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-28
TX RA APPROVED 2025-01-28
  • CA RA
    APPROVED
    Since 2025-01-28
  • TX RA
    APPROVED
    Since 2025-01-28

Branch Locations

Playa Del Rey, CA • United States

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc El Segundo CA 01/2025 Present
Morgan Stanley El Segundo CA 03/2016 01/2025
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-20
  • S66 Uniform Combined State Law Examination
    2012-08-20

View on SEC IAPD

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