Lauren Michelle Babb

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-06-26
LA	RA	APPROVED	2015-06-18

TX RA
APPROVED

Since 2015-06-26
LA RA
APPROVED

Since 2015-06-18

Branch Locations

1800 City Farm Dr, Baton Rouge, LA 70806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Live Oak Pharmacy	Baton Rouge	LA	05/2011	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Baton Rouge	LA	06/2015	Present

05/2011 → Present

Live Oak Pharmacy

Baton Rouge, LA
06/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

Previous Registrations

2015-03-18 → 2015-06-29

Ubs Financial Services Inc.

Baton Rouge, LA

Other Businesses

I*82744 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LIVE OAK PHARMACY INVESTMENT RELATED: N ADDRESS OF BUSINESS: 34730 LA HWY 16, DENHAM SPRINGS, LOUISIANA 70726 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 5/1/2011 NUMBER OF HOURS DEVOTED: 48 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART TIME BOOKKEEPER I*2167297, Entity Type: Entity For Profit, Name of OBA: L V Properties LLC, Address: Madisonville, Louisiana, 70447, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 01/20/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Residential rental real estate property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-03-18

S66 Uniform Combined State Law Examination

2015-03-18

Other Names

Lauren Babb Verges

View on SEC IAPD