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Frederick Daniels

Raymond James & Associates, Inc.

Conshohocken, PA

Newtown Square, PA

CRD 6001409

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-08-25
  • PA RA
    APPROVED
    Since 2020-08-25

Branch Locations

300 Conshohocken State Rd Ste 400, Conshohocken, PA 19428 • United States

Newtown Square, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc St. Louis MO 06/2006 11/2016
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 08/2020
Raymond James & Associates, Inc. Conshohoken PA 08/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-04
  • S66 Uniform Combined State Law Examination
    2014-06-04

View on SEC IAPD

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