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13500 Evening Creek Dr. N #555, San Diego, CA 92128 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-10-03 |
| TX | RA | APPROVED | 2022-09-30 |
Branch Locations
1860 Sudderth Drive, Ruidoso, NM 88345 • United States
13500 Evening Creek Dr N #555, San Diego, CA 92128 • USA
7600 Jefferson Ne Ste 25, Albuquerque, NM 87109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Insurance Group | Albuquerque | NM | 11/2010 | 10/2016 |
| Farmers Financial Solutions | Albuqurque | NM | 11/2011 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 10/2016 | 09/2022 |
| Bank Of America, N.A. | Albuquerque | NM | 10/2017 | 09/2022 |
| Madison Avenue Securities | San Diego | CA | 09/2022 | Present |
| Mirau Capital Management | Ruidoso | NM | 09/2022 | Present |
1). Name: New Mexico Ice Hockey Foundation; Start date: 05/2013: Investment related No: Nature: Non-profit for youth hockey: Hours: 4 hours a week. 2). Name: Mirau Capital Management: Start date: 09/2022 Investment related Yes: Duties: Insurance including FIA, LTC and Vas. Mirau Capital employee; Hours: 40 per week.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-07 |
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