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5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
Laguna Hills, CA • United States
5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Irvine | CA | 03/2016 | 06/2017 |
| Western International Securities, Inc. | Pasadena | CA | 12/2017 | 07/2024 |
| American United Life Insurance Company | Newport Beach | CA | 06/2017 | 09/2017 |
| Innovation Partners Llc | Charlotte | NC | 06/2024 | Present |
1) Richbound; 24922 Sara Ln, Laguna Hills, CA 92653; Not investment related; Owner;0 hour/per week; Salary based on income received;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-11-13 |
| S66 | Uniform Combined State Law Examination | 2000-08-15 |
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