Ali Ramazan Arik

Employer firm

Pence Capital Management, LLC CRD 281739

$1.54B regulatory AUM

Reported services (Item 5G)

• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Lpl Financial Llc
  Newport Beach, CA
• 11/2011 → Present
  Pence Wealth Management
  Newport Beach, CA
• 09/2020 → Present
  Pence Capital Management
  Newport Beach, CA

Previous Registrations

• 2013-07-11 → 2023-12-04
  Pence Wealth Management, Inc.
  Newport Beach, CA

Other Businesses

1.10/05/2012; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pence Wealth Management; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.11/09/2023; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Pence Financial Group; Investment Related; at Reported Business Location(s); Start Date 01/02/2023; 20hrs/mth; 1hrs during trading 3.08/01/2026; (Limited Purpose) Pence Capital Management, LLC; Registered Investment Advisor; Investment Related; at Reported Business Location(s); Start Date 01/03/2023; 80hrs/mth; 60hrs during trading; I provide limited investment advisory services through to Pence Capital Management LLC, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-11

Other Names

• Ali Arik