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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
| IL | RA | APPROVED | 2023-01-13 |
Branch Locations
2215 Perrygreen Way Suite A, Rockford, IL 61107-6811 • United States
Rockford, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 11/2011 | 10/2018 |
| Lpl Financial Llc | Byron | IL | 10/2018 | 01/2023 |
| Byron Bank | Byron | IL | 11/2018 | 01/2023 |
| Rbc Capital Markets, Llc | Rockford | IL | 01/2023 | Present |
NAME OF ENTITY: American Legion Post 209 ADDRESS: Byron, IL INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Non-Profit veterans organization CAPACITY: Officer, Treasurer START DATE: 06/01/19 DUTIES: budgeting, member fees and collections, reporting financials, I do not have check writing ability, other officers sign the checks, HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-20 |
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