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4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-01-11 |
Branch Locations
4900 Tiedeman Road, Brooklyn, OH 44144 • United States
Monroe, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Securities | Fishkill | NY | 08/2016 | 06/2021 |
| Lpl Financial Llc | Little Falls | NY | 06/2021 | 01/2022 |
| Lpl Financial Llc | Little Falls | NY | 06/2021 | 01/2022 |
| Key Investment Services Llc | Brooklyn | OH | 01/2022 | Present |
1.) 1/2021 Treats & Tiques NNY LLC - Co Owner of seasonal ice cream shop 2.) JTMJ LLC-POSITION: Owner NATURE: Owner of residential real estate. OBA is passive in nature, non-investment related, rental income only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 553 County Route 11, West Monroe NY 13167, United States. DESCRIPTION: Owner of residential real estate. OBA is passive in nature, non-investment related, rental income only.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-03 |
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