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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-11
  • NY RA
    APPROVED
    Since 2022-01-11

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Monroe, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Fishkill NY 08/2016 06/2021
Lpl Financial Llc Little Falls NY 06/2021 01/2022
Lpl Financial Llc Little Falls NY 06/2021 01/2022
Key Investment Services Llc Brooklyn OH 01/2022 Present
Previous Registrations
  • 2021-06-09 → 2022-02-02
    Monticello, NY
    Ithaca, NY
    Manilus, NY
    Buffalo, NY
    Ithaca, NY
    Ellenville, NY
    Spencerport, NY
    Rochester, NY
    Cazenovia, NY
    Newport, NY
    Wappingers Falls, NY
    Syracuse, NY
    Goshen, NY
    Rochester, NY
    New Hartford, NY
    Liberty, NY
    Highland, NY
    Amenia, NY
    Cortland, NY
    Elbridge, NY
    Lafayette, NY
    Whitesboro, NY
    Victor, NY
    Rochester, NY
    Schenectady, NY
    Salt Point, NY
    Port Jervis, NY
    Syracuse, NY
    Schenectady, NY
    Little Falls, NY
    Frankfort, NY
    Seneca Falls, NY
    Rochester, NY
    Rochester, NY
    Brockport, NY
  • 2016-09-14 → 2021-06-09
    M&T Securities, Inc.
    Buffalo, NY
    Syracuse, NY
    Monticello, NY
    West Milford, NJ
    Amenia, NY
    Salt Point, NY
    Brewster, NY
    Wilkes-Barre, PA
    Roscoe, NY
    Norwich, NY
    Lagrangeville, NY
    Hopewell Junction, NY
    Cold Spring, NY
    Monroe, NY
    Fishkill, NY
    Port Jervis, NY
    Goshen, NY
    Fishkill, NY
    Fishkill, NY
    Endwell, NY
    Wappingers Falls, NY
    Pawling, NY
    Liberty, NY
    Beacon, NY
    Dover Plains, NY
    Whitney Point, NY
    Newburgh, NY
    Newburgh, NY
    Town Of Horseheads, NY
    Endicott, NY
    Johnson City, NY
    Painted Post, NY
    Corning, NY
    Prattsburg, NY
    Binghamton, NY
    Highland, NY
    Amenia, NY
    Utica, NY
    Binghamton, NY
    Dolgeville, NY
    Pougkeepsie, NY
    Salt Point, NY
    Syracuse, NY
    Newport, NY
    New Paltz, NY
    Monticello, NY
    Kingston, NY
    Ellenville, NY
    Red Hook, NY
    Goshen, NY
    Saugerties, NY
    Frankfort, NY
    Little Falls, NY
    Fishkill, NY
    Camden, NY
    Cold Spring, NY
    Utica, NY
    Newport, NY
    Ellenville, NY
    Liberty, NY
    Pougkeepsie, NY
    Buffalo, NY
    Hopewell Junction, NY
    Albany, NY
    Schenectady, NY
    Utica, NY
    New Hartford, NY
    North Greenbush, NY
    Highland, NY
    Wilkes-Barre, PA
    Beacon, NY
    Red Hook, NY
    Rome, NY
    Guilderland, NY
    Albany, NY
    Clifton Park, NY
    Schenectady, NY
    Latham, NY
    Wappingers Falls, NY
    Lagrangeville, NY
    Salt Point, NY
    Amenia, NY
    Kingston, NY
    Little Falls, NY
    Syracuse, NY
    Fishkill, NY
    Troy, NY
    Wappingers Falls, NY
    Beacon, NY
    Colonie, NY
    Canastota, NY
    Wynantskill, NY
    Schaghticoke, NY
    Goshen, NY
    Monticello, NY
    Saugerties, NY
    Port Jervis, NY
    Frankfort, NY
    Corning, NY
    Ithaca, NY
    Ithaca, NY
    Canastota, NY
    Camden, NY
    Utica, NY
    New Hartford, NY
    Prattsburg, NY
    Utica, NY
    Rome, NY
    Cortland, NY
    East Rochester, NY
    Corfu, NY
    Brockport, NY
    Oakfield, NY
    Lyndonville, NY
    Rochester, NY
    Rochester, NY
    Baltimore, MD
    Syracuse, NY
    Seneca Falls, NY
    Elbridge, NY
    Lafayette, NY
    Whitesboro, NY
    New Hartford, NY
    Spencerport, NY
    Rochester, NY
    Victor, NY
    Rochester, NY
    Rochester, NY
    Manlius, NY
    Cazenovia, NY
  • 2013-05-21 → 2016-08-25
    Brewerton, NY
    Syracuse, NY
    Syracuse, NY
    Syracuse, NY
Other Businesses

1.) 1/2021 Treats & Tiques NNY LLC - Co Owner of seasonal ice cream shop 2.) JTMJ LLC-POSITION: Owner NATURE: Owner of residential real estate. OBA is passive in nature, non-investment related, rental income only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2024 ADDRESS: 553 County Route 11, West Monroe NY 13167, United States. DESCRIPTION: Owner of residential real estate. OBA is passive in nature, non-investment related, rental income only.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-03
S63 Uniform Securities Agent State Law Examination 2012-03-03
  • S65 Uniform Investment Adviser Law Examination
    2013-05-03
  • S63 Uniform Securities Agent State Law Examination
    2012-03-03
Other Names
  • Kevin Schunck

View on SEC IAPD

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