Andrew Williams

Employer firm

Petix & Botte Financial CRD 170020

$412M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Lpl Financial Llc
  La Mesa, CA
• 05/2014 → Present
  Petix & Botte Financial
  La Mesa, CA
• 01/2010 → Present
  Tax & Financial Services Co., Inc.
  La Mesa, CA

Previous Registrations

• 2014-05-05 → 2023-12-31
  Petix & Botte Financial
  La Mesa, CA

Other Businesses

1. 06/04/2012 - PETIX & BOTTE FINANCIAL - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 10/14/2013 - PETIX & BOTTE TAX AND BUSINESS SERVICES - TAX PREP / ACCOUNTING / BOOKKEEPING - TAX PREPARATION - 25% OF TIME SPENT 3. 06/17/2014 - PETIX & BOTTE COMPANY - REGISTERED INVESTMENT ADVISOR - (HYBRID) PETIX & BOTTE COMPANY - (ADVISORS WILL SERVE AS AND INVESTMENT ADVISOR REPRESENTATIVE UNDER THE PETIX & BOTTE COMPANY RIA. ACTIVITIES MAY INCLUDE FINANCIAL PLANNING, RENDERING INVESTMENT ADVICE FOR A FEE, RETIREMENT PLAN CONSULTING, OR OTHER RELATED FINANCIAL CONSULTING. - 75% OF TIME SPENT - LA MESA, CA 4. 02/11/2016 - Petix & Botte Company - INV REL - 7777 Alvarado Road Suite 320, La Mesa, CA 91942 - Registered Investment Advisor DBA - START 05/05/2014 - 30 HOURS PER MONTH DURING TRADING

Exams

• S66 Uniform Combined State Law Examination
  2012-10-04

Designations

• Certified Financial Planner