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200 Central Avenue 15Th Floor, St. Petersburg, FL 33701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
200 Central Avenue 15Th Floor, St. Petersburg, FL 33701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Las Olas Capital Advisors, Llc | Fort Lauderdale | FL | 08/2015 | 01/2017 |
| Capital Guardian, Llc | Fort Lauderdale | FL | 08/2015 | 01/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2017 | 01/2018 |
| Dynasty Financial Partners | New York | NY | 01/2017 | Present |
| Dynasty Securities, Llc | New York | NY | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-08 |
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