Best Investors Account Sign in
Current Employers
J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-09-03
  • FL RA
    APPROVED
    Since 2009-09-03

Branch Locations

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Daytona Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.W. Cole Financial, Inc. Tampa FL 08/2009 Present
J.W. Cole Advisors, Inc. Tampa FL 08/2009 Present
  • 08/2009 → Present
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 08/2009 → Present
    J.W. Cole Advisors, Inc.
    Tampa, FL
Previous Registrations
  • 2004-11-29 → 2009-08-18
    Msi Financial Services, Inc.
    Ormond Beach, FL
    Ormond Beach, FL
Other Businesses

(1) *INDEPENDENT INSURANCE AGENT, (2) DBA: SAVANNAH COURT FINANCIAL ADVISORS, INVESTMENT RELATED, FIXED INSURANCE ANNUITY/LIFE/INDEX/DISABILITY/LTC, ETC. SALES, APPROX. 40 HRS/MONTH. (3) 2SG LLC; not investment related; start date 6/29/2020 - partner; 913 Peninsula Drive, Ormond Beach, FL 32176; product patent for marketing & sales; 10 hours per month, 0 hours during trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-09-10
S65 Uniform Investment Adviser Law Examination 2004-04-09
  • S63 Uniform Securities Agent State Law Examination
    2012-09-10
  • S65 Uniform Investment Adviser Law Examination
    2004-04-09
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor