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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-01-04
  • MI RA
    APPROVED
    Since 2021-01-04

Branch Locations

56757 Grand River Ave., New Hudson, MI 48165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Integrated Financial Strategies Farmington Hills MI 09/2011 Present
Securities America, Inc Farmington Hills MI 01/2012 08/2019
Cambridge Investment Research, Inc. Fairfield IA 08/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2021 Present
  • 09/2011 → Present
    Integrated Financial Strategies
    Farmington Hills, MI
  • 01/2012 → 08/2019
    Securities America, Inc
    Farmington Hills, MI
  • 08/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2021 → Present
    Fairfield, IA
Other Businesses

1. NEW MICHIGAN REALTY, 2545 W SILVER LAKE RD STE 3, FENTON, MI, 07/2019. REAL ESTATE AGENT. NIR-5/WK-0/TRADING. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/04/21 3) ISABEL FRANCIS SMITH LTD. (DBA: INTEGRATED FINANCIAL STRATEGIES), 56757 Grand River Ave, Box 374, New Hudson MI 48165, United States, 09/2012, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-21
  • S66 Uniform Combined State Law Examination
    2020-12-21
Designations
  • Certified Financial Planner

View on SEC IAPD

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