Scott Daniel Bantz

Current Employers

Employment History

• 01/2012 → 01/2023
  Northwestern Mutual Investment Services, Llc
  Minneapolis, MN
• 12/2011 → 01/2023
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 05/2017 → 01/2023
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2023 → Present
  Lpl Financial Llc
  Minnetonka, MN

Previous Registrations

• 2014-02-06 → 2023-01-23
  Northwestern Mutual Investment Services, Llc
  Minneapolis, MN

Other Businesses

1) 01/03/2023 Bantz Financial - DBA for LPL Business (entity for LPL business) inv rel at reported location(s) 2) 1/24/2023 - Great Valley Advisor Group, Inc - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 12/29/2022 - 50 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 1/2023. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 3) 3/16/2023 - Bantz Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 160 Hours Per Month/160 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-03-05

Designations