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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-24
  • CA RA
    APPROVED
    Since 2020-02-24

Branch Locations

Bishop Ranch 3 2633 Camino Ramon Suite 525, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Rego Park NY 09/2012 Present
Nylife Securities Llc Rego Park NY 12/2014 Present
Eagle Strategies Llc San Jose CA 02/2020 Present
  • 09/2012 → Present
    New York Life Insurance Company
    Rego Park, NY
  • 12/2014 → Present
    Nylife Securities Llc
    Rego Park, NY
  • 02/2020 → Present
    San Jose, CA
Other Businesses

[RENTAL PROPERTY; OWNER OF SOLE PROPRIETORSHIP; INVESTMENT RELATED; collect RENTAL INCOME; START DATE 9/2012] [100 Black Men of Silicon Valley; A non-profit organization focused on mentoring at risk youth; 1101 S Winchester Blvd, H-189 San Jose CA United States 95128; Start Date 06/2020; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; mentor][Silver Creek Valley Country Club; Private Country Club; 5460 Country Club Road, San Jose CA 95138; Start Date 04/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; approve the minutes of each meeting and send them to other board members for review][Yolllo Ventures Holding Company LLC; Yolllo is a technology company specializing in solutions that verify and optimize digital marketing reach to ensure campaigns engage authentic potential consumers.; 150 Washington Avenue, Suite 201, Santa Fe, NM 87501; Start Date 09/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Boston College Board of Regents ; As an alum of Boston College I give feedback on academic and extracurricular programs the university is planning to implement in the future ; 140 Commonwealth Avenue, Chestnut Hill, MA 02467; Start Date 03/2026; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Momentum For Health; Nonprofit behavioral health organization providing mental health, substance use treatment, crisis intervention, residential care, and community wellness services for adults in Santa Clara County.; 1922 The Alameda San Jose, CA 95126; Start Date 08/2026; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; volunteer board member, attending periodic meetings, supporting strategic planning, and community engagement. Responsibilities do not include day-to-day operations or client services]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-07
S63 Uniform Securities Agent State Law Examination 2015-06-09
  • S65 Uniform Investment Adviser Law Examination
    2020-02-07
  • S63 Uniform Securities Agent State Law Examination
    2015-06-09
Other Names
  • Alvin Roy Barnett

View on SEC IAPD

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