Maria C Traina

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VI	RA	APPROVED	2021-01-11
TX	RA	APPROVED	2012-12-04
FL	RA	APPROVED	2012-11-06

VI RA
APPROVED

Since 2021-01-11
TX RA
APPROVED

Since 2012-12-04
FL RA
APPROVED

Since 2012-11-06

Branch Locations

Miami, FL • United States

110 N Wacker Dr Division - Central, Chicago, IL 60606 • United States

8840 Sw 136Th St, Miami, FL 33176 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Miami	FL	10/2011	Present

10/2011 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Other Businesses

I*919244 For profit or not for profit: Entity For Profit Name of outside business organization: Maria Traina Investment related: N Address of business: MIAMI, Florida Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 9/1/2022 Number of hours devoted: 5 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Real Estate Agent see above, To serve as Real Estate Agent only in transactions for myself and/or immediate family.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-11-04

S66 Uniform Combined State Law Examination

2012-11-04

Other Names

Maria Concetta Brown
Maria Concetta Traina

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