Mark Josaitis

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2022-04-04

KY RA
APPROVED

Since 2022-04-04

Branch Locations

176 Barnwood Dr Ste A, Edgewood, KY 41017-2550 • United States

176 Barnwood Dr Ste A, Edgewood, KY 41017-2550 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	Crescent Springs	KY	09/2015	03/2022
Lpl Financial Llc	Edgewood	KY	03/2022	Present

09/2015 → 03/2022

Jp Morgan Securities Llc

Crescent Springs, KY
03/2022 → Present

Lpl Financial Llc

Edgewood, KY

Previous Registrations

2015-09-11 → 2022-04-01

J.P. Morgan Securities Llc

Crescent Springs, KY

Florence, KY

Florence, KY

Burlington, KY

Bellevue, KY

Ft. Thomas, KY
2014-11-28 → 2015-09-14

Fifth Third Securities, Inc.

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH

Cincinnati, OH
2012-01-24 → 2014-11-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Indianapolis, IN

Cincinnati, OH

Akron, OH

New York, NY

Other Businesses

1- 03/2022 / DBA for LPL Business (entity for LPL business) / Barnwood Capital Management Ltd. / Investment Related / Edgewood, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-20

S66 Uniform Combined State Law Examination

2012-01-20

Designations

Other Names

Mark Josaitis
Mark David Josaitis

View on SEC IAPD

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Other Investors

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DONALD W STEWART

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