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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2015-02-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Miami | FL | 12/2013 | Present |
| Kevin Lawhon | Miami | FL | 07/2014 | 02/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Matthew Ferrara | Miami | FL | 03/2018 | Present |
| Jorge Casariego | Miami | FL | 01/2021 | Present |
1. 50% OWNER, WALLACE & COMPANY LLC, LEGAL ENTITY, START DATE: 07/06/2016, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, BUSINESS EXPENSES & COMPENSATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-06 |
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