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751 Broad Street, Newark, NJ 07102-3777 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Newark | NJ | 03/2011 | Present |
| Pruco Securities, Llc. | Newark | NJ | 02/2026 | Present |
Name: NorGwyn Pool Commission; not investment-related; Address: 1 Parkside Place, North Wales, PA 19454; Nature: non-profit commission in charge or running the NorC Pool; Position: Board Member/Secretary; Start date: 2/2024; 4 hours/month; 0 hours during trading hours; Duties: Attend monthly board meetings and take/distribute meeting minutes; help make decisions regarding running of the pool; administrative duties regarding seasonal staff can sign checks to pay for invoices and vote with other board members regarding membership fees, but do not provide any investment advice or recommendations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-25 |
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