Brett Kris Cicinelli

Employer firm

Confluence Capital Advisors, LLC CRD 283467

$42.3M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Confluence Capital Advisors, Llc

Woodland Hills, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-05-23

CA RA
APPROVED

Since 2016-05-23

Branch Locations

Woodland Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Confluence Capital Advisors	Encino	CA	03/2016	Present

03/2016 → Present

Confluence Capital Advisors

Encino, CA

Other Businesses

Brett Cicinelli - Instructor at UCLA Extension - 1145 Gayley Ave, Los Angeles, CA 90024 - Teach a course on Alternative Investing Strategies, including: hedge funds, private equity, real assets, etc. - Business Started: January 7, 2019 - During trading hours: 0 hour - Outside trading hours: 12 hours - Expected total yearly compensation derived from the business: 3%. Confluence Divorce Solutions, same address as Confluence Capital Advisors, divorce financial consulting, started in 2023.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-12-22

S63 Uniform Securities Agent State Law Examination

1998-12-22

Designations

Certified Financial Planner
Chartered Financial Analyst

Other Names

Brett Kris Cincinelli

View on SEC IAPD