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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2014-03-06
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2014-03-06

Branch Locations

Eureka, CA • United States

2421 Buhne Street, Eureka, CA 95501 • United States

555 Main Street Suite 100, Chico, CA 95928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 07/2015 Present
Morgan Stanley Smith Barney Llc Eureka CA 03/2015 Present
  • 07/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 03/2015 → Present
    Morgan Stanley Smith Barney Llc
    Eureka, CA
Other Businesses

1.*492985- Estate ; Investment related -Yes; Eureka, California; Successor Trustee; 02/2019; During business hours: 0; After business hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-06
  • S66 Uniform Combined State Law Examination
    2014-03-06
Other Names
  • Laura Slack
  • Laura Rose Slack
  • Laura Slack Kelly
  • Laura R Slack
  • Laura S Slack

View on SEC IAPD

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