Catherine L Lantz

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 11/2017
  Stowers Properties
  Enid, OK
• 01/2014 → 10/2016
  Investors Capital Corp
  Lynnfield, MA
• 10/2016 → 06/2023
  Cetera Advisors Llc
  Denver, CO
• 12/2011 → 06/2023
  Cameron Financial Strategies
  Oklahoma City, OK
• 06/2023 → 01/2024
  Woodbury Financial, Inc.
  Oklahoma City, OK
• 01/2024 → 02/2024
  Osaic Wealth, Inc.
  Oklahoma City, OK
• 04/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 04/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2024-01-19 → 2024-02-05
  Osaic Wealth, Inc.
  Oklahoma City, OK
• 2023-06-20 → 2024-01-19
  Woodbury Financial Services, Inc.
  Oklahoma City, OK
• 2016-10-03 → 2023-06-26
  Cetera Advisors Llc
  Oklahoma City, OK
• 2016-08-26 → 2016-10-03
  Investors Capital Corp.
  Oklahoma City, OK
  Lynnfield, MA
  Lynnfield, MA

Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: NO , ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2011, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS Life, Fixed Annuities And Long-Term Care; 2.NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: NOTARIAL SERVICES, START DATE: 4/2016, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-26
• S63 Uniform Securities Agent State Law Examination
  2011-12-22

Other Names

• Catherine Lourinda Fagan