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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-15 |
| TX | RA | APPROVED | 2026-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Empower Financial Services, Inc. | Charlotte | NC | 09/2025 | 05/2026 |
| Self-Employed | Charlotte | NC | 08/2024 | 09/2025 |
| Employers Advantage, Llc | Charlotte | NC | 02/2020 | 08/2024 |
| Go Health | Charlotte | NC | 06/2019 | 02/2020 |
| Self-Employed | Charlotte | NC | 11/2016 | 06/2019 |
| Edward Jones | Charlotte | NC | 04/2015 | 11/2016 |
| Empower Advisory Group, Llc | Charlotte | NC | 09/2025 | 05/2026 |
| The Vanguard Group, Inc. | Charlotte | NC | 05/2026 | Present |
| Vanguard Marketing Corporation | Charlotte | NC | 05/2026 | Present |
| Self-Employed | Charlotte | NC | 12/2024 | 09/2025 |
| Vanguard Advisers, Inc. | Charlotte | NC | 05/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: LIFE AND HEALTH POSITION: N/A START DATE: 01/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-13 |
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