David Armand Ventura

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 01/2018
  Hsbc Bank
  Boca Raton, FL
• 04/2016 → 11/2017
  Hsbc Securities (U.S.A.) Inc
  Boca Raton, FL
• 02/2018 → Present
  Wells Fargo Bank, Na
  Cheshire, CT
• 02/2018 → Present
  Wells Fargo Clearing Services, Llc
  Cheshire, CT

Previous Registrations

• 2016-05-12 → 2017-11-17
  Hsbc Securities (Usa) Inc.
  Boca Raton, FL
• 2015-04-06 → 2015-12-07
  Equity Services, Inc.
  Boca Raton, FL
• 2014-03-17 → 2014-07-09
  Msi Financial Services, Inc.
  Fort Lauderdale, FL
  Boca Raton, FL

Other Businesses

RENTAL PROPERTY, INVESTMENT RELATED, BOCA RATON, FL, 100% OWNERSHIP WITH SPOUSE, START DATE 01/01/2018, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-02-24
• S63 Uniform Securities Agent State Law Examination
  2013-06-07

Other Names

• David Ventura
• David Armand Ventura