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601 South Cedar St., Suite 200, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-11 |
| NC | RA | APPROVED | 2018-04-23 |
Branch Locations
601 South Cedar St., Suite 200, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Consultant | Cary | NC | 06/2010 | Present |
| Broyhill Asset Management, Llc | Lenoir | NC | 01/2018 | Present |
| Broyhill Asset Management | Lenoir | NC | 10/2016 | Present |
| Opans, Llc | Durham | NC | 10/2013 | 10/2016 |
| Self-Employed | Cary | NC | 07/2010 | 10/2016 |
BMC Fund, Inc.; investment related: Yes; Location of the business: 800 Hickory Blvd. SW, Lenoir, NC 28645; Description of the business: BMC Fund, Inc., a closed-end, diversified investment company registered under the Investment Company Act of 1940; Position Title: research associate; Responsibilities Duties: investment research; Start date with business: 2018-10-04; Hours devoted to business during trading hours: 40; Hours devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 75.
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