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Brenda Lynn Roux

Thrivent Investment Management Inc.

Elk River, MN

CRD 5997266

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-11-14
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2019-11-14
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

12580 192Nd Ct Nw, Elk River, MN 55330 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Elk River MN 01/2013 Present
Thrivent Financial For Lutherans Appleton WI 05/2013 Present
Other Businesses

NORWEX POSITION: INDEPENDENT SALES CONSULTANT NATURE: SALES OF CLEANING PRODUCTS INVESTMENT RELATED: NO NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2009 ADDRESS: 10100 176TH LANE NW, ELK RIVER MN 55330 DESCRIPTION: UPDATE WEB SITE, TAKE ORDERS AND DELIVER PRODUCT. ELK RIVER AREA CHAMBER OF COMMERCE BOARD OF DIRECTORS POSITION: Board Member NATURE: The Elk River Area Chamber of Commerce is organized to advance the commercial, industrial, economic, social, civic and cultural interests of the Elk River area; to be a constructive advocate in assisting all levels of government by maintaining an open exchange of ideas and information; to promote the general prosperity, interests and welfare of the Elk River area. The Board of Directors shall represent the diversity interests and makeup of the membership. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 09/19/2023 ADDRESS: 509 Highway 10, Elk River MN 55330, United States DESCRIPTION: Board Responsibilities:* Establish strategic plan and annual goals and objectives.* Determine association policy* Allocate resources through the budget* Monitor progress* Oversee the Executive Director, Attorney and CPAExpectations:* Attend meetings* Prepare for meetings by reading board packets prior to the meetings.* Participate in Board meetings the 3rd Tuesday of the month @ 12:30 pm* Chamber events - attend as many as possible.* Volunteer* Advise NAIFA-MINNESOTA POSITION: Board Member At Large NATURE: I have been asked to become a NAIFA-Minnesota Board Member at large. NAIFA's mission is to advocate for a positive legislative and regulatory environment, enhance business and professional skills and promote the ethical conduct of it's members. ?This organization aims to advocate for our industry, educate through conferences and meetings and differentiate by serving on committees. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/16/2023 ADDRESS: 4707 Highway 61 N, #181, White Bear Lake MN 55110, United States DESCRIPTION: Attend monthly meetings, provide input and voting on important NAIFA matters, assist with Programs and Professional Development.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-22
  • S66 Uniform Combined State Law Examination
    2013-02-22
Other Names
  • Brenda Lynn Rouz
  • Brenda Lynn Anderson
  • Brenda Lynn Anderson

View on SEC IAPD

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