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Pruco Securities, LLC. CRD 5685
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
751 Broad Street, Newark, NJ 07102-3777 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-04-25 |
Branch Locations
213 Washington Street, Newark, NJ 07102 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Newark | NJ | 03/2018 | Present |
| Financial Industry Regulatory Authority (Finra) | New York | NY | 05/2016 | 03/2018 |
| Prudential Insurance Company Of America | Newark | NJ | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-23 |
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