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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2012-01-18
  • MA RA
    APPROVED
    Since 2012-01-18

Branch Locations

426 Worcester Road, Charlton, MA 01507 • United States

426 Worcester Rd, Charlton, MA 01507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Paul E. Daoust & Company, P.C. Charlton MA 08/1998 06/2019
Lpl Financial Llc Auburn MA 11/2011 Present
  • 08/1998 → 06/2019
    Paul E. Daoust & Company, P.C.
    Charlton, MA
  • 11/2011 → Present
    Auburn, MA
Other Businesses

1. 01/17/2012 - OTHER - PAYROLL PROCESSING / YOUR PAY SOLUTIONS, INC. / 3% OF TIME SPENT. 2. 6/24/2019 - Joseph J. Szela & Associates, P.C. - Investment Related - At Reported Business Location(s) - CPA Affiliate Program - CPA/Owner - Started 01/01/2011 - 150 Hours Per Month/140 Hours During Securities Trading - Public accounting service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-13
  • S66 Uniform Combined State Law Examination
    2012-01-13
Other Names
  • Joseph Szela Jr

View on SEC IAPD

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