Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-20 |
Branch Locations
3610 American River Dr Ste 120, Sacramento, CA 95864-5999 • United States
Shingle Springs, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Funds Distributor, Inc | El Dorado Hills | CA | 09/2013 | 01/2020 |
| Charles Schwab & Co., Inc. | Roseville | CA | 10/2020 | 01/2022 |
| Charles Schwab Bank, Ssb | Roseville | CA | 10/2020 | 01/2022 |
| Student | Sacramento | CA | 02/2020 | 09/2020 |
| Lpl Financial, Llc | Sacramento | CA | 01/2022 | Present |
| Strategic Wealth Advisors Group, Llc | Sacramento | CA | 01/2022 | 10/2024 |
| Mariner Independent Advisor Network | Overland Park | KS | 10/2024 | 05/2026 |
1. 09/14/2022 - Mariner Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/15/2022 2. 05/22/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisor firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-06 |
Reach out to this advisor