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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-20
  • CA RA
    APPROVED
    Since 2026-05-20

Branch Locations

3610 American River Dr Ste 120, Sacramento, CA 95864-5999 • United States

Shingle Springs, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Funds Distributor, Inc El Dorado Hills CA 09/2013 01/2020
Charles Schwab & Co., Inc. Roseville CA 10/2020 01/2022
Charles Schwab Bank, Ssb Roseville CA 10/2020 01/2022
Student Sacramento CA 02/2020 09/2020
Lpl Financial, Llc Sacramento CA 01/2022 Present
Strategic Wealth Advisors Group, Llc Sacramento CA 01/2022 10/2024
Mariner Independent Advisor Network Overland Park KS 10/2024 05/2026
  • 09/2013 → 01/2020
    Principal Funds Distributor, Inc
    El Dorado Hills, CA
  • 10/2020 → 01/2022
    Roseville, CA
  • 10/2020 → 01/2022
    Charles Schwab Bank, Ssb
    Roseville, CA
  • 02/2020 → 09/2020
    Student
    Sacramento, CA
  • 01/2022 → Present
    Sacramento, CA
  • 01/2022 → 10/2024
    Strategic Wealth Advisors Group, Llc
    Sacramento, CA
  • 10/2024 → 05/2026
    Mariner Independent Advisor Network
    Overland Park, KS
Previous Registrations
Other Businesses

1. 09/14/2022 - Mariner Advisor Network - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 09/15/2022 2. 05/22/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisor firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-06
  • S66 Uniform Combined State Law Examination
    2012-01-06
Other Names
  • John Lischer
  • John Draper Lischer

View on SEC IAPD

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