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Colin Joseph Hughes

Sowell Management

Flagstaff, AZ

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Current Employers
Sowell Management

5320 Northshore Drive, North Little Rock, AR 72118 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-02-16
  • AZ RA
    APPROVED
    Since 2018-02-16

Branch Locations

914 N. San Francisco St Suite S, Flagstaff, AZ 86001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Flagstaff AZ 11/2009 Present
Four Peaks Wealth Management, Llc Flagstaff AZ 04/2014 02/2018
Sowell Management Services North Little Rock AR 02/2018 Present
  • 11/2009 → Present
    Self Employed
    Flagstaff, AZ
  • 04/2014 → 02/2018
    Four Peaks Wealth Management, Llc
    Flagstaff, AZ
  • 02/2018 → Present
    Sowell Management Services
    North Little Rock, AR
Previous Registrations
  • 2014-05-06 → 2018-02-01
    Four Peaks Wealth Management, Llc
    Flagstaff, AZ
  • 2012-02-09 → 2014-05-02
    Vora Wealth Management, Pllc
    Flagstaff, AZ
Other Businesses

SELFEMPLOYED; INSURANCE AGENT; INVESTMENT RELATED; FLAGSTAFF AZ; INSURANCE SALES AND SERVICES; LESS THAN 1% OF TIME; START DATE 11/2009

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-02
  • S65 Uniform Investment Adviser Law Examination
    2012-02-02
Designations
Other Names
  • Colin Hughes

View on SEC IAPD

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Other Offices

AMERITAS ADVISORY SERVICES, LLC · FLAGSTAFF, AZ
EDWARD JONES · FLAGSTAFF, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Flagstaff, AZ
TCI WEALTH ADVISORS, INC. · FLAGSTAFF, AZ
INDEPENDENT FINANCIAL GROUP, LLC · FLAGSTAFF, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Flagstaff, AZ
RFG ADVISORY, LLC · Flagstaff, AZ
LPL FINANCIAL LLC · FLAGSTAFF, AZ

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