Halee Anne Kading

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2023-10-03

CO RA
APPROVED

Since 2023-10-03

Branch Locations

Mount Pleasant, WI • United States

1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	03/2012	09/2023
Northwestern Mutual Life Insurance Company	Milwaukee	WI	08/2014	09/2023
Royce Zimmerman	Denver	CO	09/2023	Present
Northwestern Mutual Investment Services Llc	Denver	CO	09/2023	Present

03/2012 → 09/2023

Northwestern Mutual Investment Services, Llc

Milwaukee, WI
08/2014 → 09/2023

Northwestern Mutual Life Insurance Company

Milwaukee, WI
09/2023 → Present

Royce Zimmerman

Denver, CO
09/2023 → Present

Northwestern Mutual Investment Services Llc

Denver, CO

Other Businesses

1. HALEE KADING, NON-FINANCIAL SERVICES BUSINESS, START DATE: 01/21/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SELL SECONDHAND CLOTHING ITEMS. NON-INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-07-12

S66 Uniform Combined State Law Examination

2012-07-12

Other Names

Halee Anne Moritz

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