John Marshall Pollock

Employer firm

M Holdings Securities, Inc. CRD 43285

$3.21B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → Present
  Scottrade, Inc,
  Clackamas, OR
• 10/2016 → Present
  M Holdings Securities, Inc.
  Portland, OR

Other Businesses

1) RTNJHOLDINGS, LLC; 9260 SW Whitford LN, Portland OR 97223; Rental property owner; Not investment related; Member/Owner; maintenance on the home/yard as needed; 9/18/2024; 1 hour per month; 0 hours per month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2016-12-13
• S63 Uniform Securities Agent State Law Examination
  1998-10-26

Other Names

• Jay Pollock