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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-03-02 |
| VA | RA | APPROVED | 2013-05-14 |
Branch Locations
919 First Colonial Road Suite C, Virginia Beach, VA 23454 • United States
Virginia Beach, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Life Insurance Co | Virginia Beach | VA | 04/2013 | Present |
| Mml Investors Services, Llc | Virginia Beach | VA | 04/2013 | Present |
(1) NAME: GCM ENTERPRISE LLC, INV REL: Y ADDR: 1020 CAMINO REAL SOUTH, VIRGINIA BEACH VA 23456, NATURE: BOOKKEEPING, POSITION: CONSULTANT, START: 7/11/2023, NO HR/MO: 12 NO HR/MO DUR TRADING: 12, DUTIES: I AM RECRUITING AND MANAGING THE ACCOUNTANTS OR ANALYSTS COMPLETING THE DAY TO DAY BOOKKEEPING WORK. (2) NAME: CFM ADVISORY, LLC, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START DATE: 7/15/2025, NO. HR/MO: 1, NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-25 |
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