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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-27
MS RA APPROVED 2015-03-26
LA RA APPROVED 2012-01-30
  • TX RA
    APPROVED
    Since 2024-03-27
  • MS RA
    APPROVED
    Since 2015-03-26
  • LA RA
    APPROVED
    Since 2012-01-30

Branch Locations

1022 Highland Colony Pkwy, Ridgeland, MS 39157 • United States

2548 A Beach Blvd, Biloxi, MS 39531 • United States

1122 22Nd Ave, Meridian, MS 39301 • United States

1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States

445 North Blvd, Baton Rouge, LA 70802 • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 10/2011 Present
Bank Of America, N.A. Baton Rouge LA 12/2011 Present
Other Businesses

I*93762 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONVENIENT VENDING, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70815 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 3/1/2016 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY HUSBAND JEFFERY EVANS IS THE SOLE OWNER AND OPERATOR OF CONVENIENT VENDING LLC. THIS COMPANY OWNS SNACK/BEVERAGE VENDING MACHINES THAT ARE LOCATED AT SEVERAL LOCAL BUSINESSES. I AM NOT INVOLVED WITH THIS LLC IN ANY CAPACITY. I*121451 For profit or not for profit: For-Profit Organization Name of outside business organization: Little Dreamer BR Investment related: N Address of business: Baton Rouge, Louisiana 70815 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 3/11/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Infant and Child Sleep consultant; educating parents on proper sleeping habits and helping them to development healthy sleep routines for their infant/child.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-27
  • S66 Uniform Combined State Law Examination
    2012-01-27
Other Names
  • Stephanie Alexandria Evans
  • Stephanie Alexandria Mays
  • Stephanie A Mays

View on SEC IAPD

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