Best Investors Account Sign in

Stephen Randall Braddock

Argent Advisors, Inc.

Ruston, LA

Claim This Profile
Current Employers
Argent Advisors, Inc.

500 East Reynolds Drive, Ruston, LA 71270 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-26
LA RA APPROVED 2016-02-08
  • TX RA
    APPROVED_RES
    Since 2020-10-26
  • LA RA
    APPROVED
    Since 2016-02-08

Branch Locations

500 East Reynolds Drive, Ruston, LA 71270 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Argent Financial Group Ruston LA 01/2010 Present
Lpl Financial Llc Ruston LA 12/2015 Present
Argent Advisors, Inc. Monroe LA 02/2016 Present
  • 01/2010 → Present
    Argent Financial Group
    Ruston, LA
  • 12/2015 → Present
    Lpl Financial Llc
    Ruston, LA
  • 02/2016 → Present
    Monroe, LA
Other Businesses

1. 12/02/2015 - Argent Investing Services - INV REL - 500 East Reynolds Drive, Ruston, LA 71270 - DBA for LPL Business (entity for LPL business) - START 10/09/2015 - 80% TIME SPENT 2. 02/26/2016 - Argent Advisors, Inc. - INV REL - 500 East Reynolds Drive, Ruston, LA 71270 - Registered Investment Advisor Hybrid - START Registered Investment Advisor Hybrid - 64 HOURS PER MONTH DURING TRADING - I serve as an Investment Advisor Representative for Argent Advisors, Inc. 3. 3/10/2016: Argent Trust Company - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 02/26/2016 - 16 Hours Per Month During Securities Trading - Trust Officer. 4. 11/18/2016: Argent Insurance Services - Investment Related - 500 East Reynolds Drive, Ruston, LA 71270 & At Reported Business Location(s) - Non-Variable Insurance - Started 10/26/16 - 60 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-04
  • S66 Uniform Combined State Law Examination
    2016-02-04
Other Names
  • Randy Braddock

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Ruston, LA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor