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Diane G Mcnamara

Stifel, Nicolaus & Company, Incorporated

Wilmington, NC

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-06-04
TX RA APPROVED 2020-06-04
  • NC RA
    APPROVED
    Since 2020-06-04
  • TX RA
    APPROVED
    Since 2020-06-04

Branch Locations

2005 Eastwood Road Suite 102, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jericho NY 08/1998 05/2020
Stifel Nicolaus & Co Inc Wilmington NC 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-07
  • S66 Uniform Combined State Law Examination
    2005-02-07
Other Names
  • Diane G Seitz
  • Diane G Seitz
  • Diane G Mcnamara
  • Diane Grace Mcnamara

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
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